relmor,
Good job with the trend analysis....man you are good.
Printable View
B. The Principal of the Broker-Dealer orchestrated a manipulative scheme designed to increase and/or stabilize the prices of a number of the biotechnology securities that the Broker-Dealer took public and in which it made a market. These securities included BioSepra, Inc. ("BioSepra") common stock, Intelligent Surgical Lasers, Inc. ("Intelligent Surgical") Class A warrants, HemaSure, Inc. ("HemaSure") common stock, Ariad Pharmaceuticals, Inc. ("Ariad") units, Ecogen, Inc. ("Ecogen") common stock and MicroProbe Corporation ("MicroProbe") common stock and warrants (the "biotechnology stocks"). For instance, from July through September 1994, the Principal knowingly executed hundreds of transactions in biotechnology stocks. The Principal routinely sold biotechnology stocks from the Broker-Dealer's inventory accounts to brokerage accounts the Principal controlled that were in the names of other individuals and entities. These controlled accounts would then sell the biotechnology stocks back to the brokerage firm or to other accounts controlled by the Principal. Additionally, the Principal engaged in other practices such as wash sales and matched orders in the biotechnology stocks. The Principal also engaged in unauthorized trading in customer accounts. These trades created the appearance of active trading in the biotechnology stocks. Additionally, through this trading, the Principal was also able to reduce the Broker-Dealer's inventory position in the biotechnology stocks, yet still artificially withhold from the market the supply of the biotechnology stocks.
http://www.sec.gov/litigation/admin/33-7927.htm
Hi, Yes if I could figure out how to get started. My sense of humor is kind of dry (like Bob Newhart)
My favorite joke only works if I tell it to people who know a little history (I am a grognard)
Miss Browns 3rd grade class was discussing WWII. She had a old pilot who flew in Battle of Britian come in to tell them about it.
Pilot: "Well one morning I was flying patrol over the channel when this fokker came out of the sun and latched onto me tail"
Class: "giggles at word "fokker"
Pilot: "I tried a weave right but the fokker stuck right with me"
Class: giggles at "fokker"
Pilot: I tried a weave left but the bloody fokker was still blasting me"
Class: giggles at "fokker"
Miss Brown: "Class there was a airplane company named "Fokker" that produced aircraft in WWII"
Pilot: "Thats true Miss but this fokker was flying a Messerschmitt "
dmo..
MM's are incestuous and have no chinese wall. They get away with murder and not a damn thing the SEC can or will ever do about it. They are the kings of their domain and rule as such..throw out all perceived rules as to what they can do, cause there are very few by which they are bound...
Sirius_Long_Hauler, this is most likely the reason follow this link:
http://news.yahoo.com/s/nm/20090304/...kets_stocks_47
guys....................The Big Blue Dog has arrived................... nice digs..................Cos you might want to get that cleaned up.................. the Dog just wet on the left leg of your spacesuit. He was anxious to mark out his new territory............ he does look pretty apologetic...................... but, no...... I swear, I just caught him grinnin............. ...killer.
B. The Principal of the Broker-Dealer orchestrated a manipulative scheme designed to increase and/or stabilize the prices of a number of the biotechnology securities that the Broker-Dealer took public and in which it made a market. These securities included BioSepra, Inc. ("BioSepra") common stock, Intelligent Surgical Lasers, Inc. ("Intelligent Surgical") Class A warrants, HemaSure, Inc. ("HemaSure") common stock, Ariad Pharmaceuticals, Inc. ("Ariad") units, Ecogen, Inc. ("Ecogen") common stock and MicroProbe Corporation ("MicroProbe") common stock and warrants (the "biotechnology stocks"). For instance, from July through September 1994, the Principal knowingly executed hundreds of transactions in biotechnology stocks. The Principal routinely sold biotechnology stocks from the Broker-Dealer's inventory accounts to brokerage accounts the Principal controlled that were in the names of other individuals and entities. These controlled accounts would then sell the biotechnology stocks back to the brokerage firm or to other accounts controlled by the Principal. Additionally, the Principal engaged in other practices such as wash sales and matched orders in the biotechnology stocks. The Principal also engaged in unauthorized trading in customer accounts. These trades created the appearance of active trading in the biotechnology stocks. Additionally, through this trading, the Principal was also able to reduce the Broker-Dealer's inventory position in the biotechnology stocks, yet still artificially withhold from the market the supply of the biotechnology stocks.
http://www.sec.gov/litigation/admin/33-7927.htm
Market Manipulation Practices
Wash Sales
73. A wash sale involves a person, either directly or indirectly, being both the buyer and seller of securities in the same transaction, that is there is no actual change in ownership of the securities. The manipulator will undertake frequent trades hoping to attract other investors who note the increased turnover in the security. The manipulator aims to gain financially through creating a small price differential between the buy and sell rates of the security in question.
Runs
74. A run involves a person creating activity in a security by successively buying (or selling) that security. The intention is that the increased activity would, in the case where the person is buying, attract others to buy and push up the price. At that point, those organising the run would then attempt to sell out at a financial gain. This is sometimes known as "pumping and dumping."
Marking the Close
77. Marking the close is making a purchase or sale of a security near the close of the day's trading in an effort to alter the closing price of the security. This might be done to avoid margin calls (when the trader's position is not self-financed), to support a flagging price or to affect the valuation of a portfolio (called "window dressing"). A common indicator is trading in small parcels of the security just before the market closes.
http://www.med.govt.nz/templates/Mul...spx#P195_36373
I haven't spoken up because I have really enjoyed your comments. Now here comes the difficult part for me.... I am a democrat with some republican views. Ok, let me have it....BOOOO, HISSSSSSS, HISSSSSS, WE HATE YOU!!!!...... Ok, is everyone done? Good, now let me explain why I wanted join part of this convo. First, let me give you alittle bit of my "sirius" background. I currently own 1.2 million shares with a cost avg of .095, but I do not consider myself as long, although a few of you here are doing a good job of persuading me to become one through your educated discussions.!!!:D
I have enjoyed the xm programming then moved over to sirius....and here I am. I only have 3 subs, but truly enjoy the service and my family does also. Ok, the point is that I would have never have bought this stock, but because of Rel, cos,s162, koop, killer ,blue and the rest, I would be sitting on the sidelines....So thank you.
I kinda, sorta, think that I know how loans work (won't go there..pls don't ask) and I can't believe that Mr. Malone would EVER go into that deal without a certain assurance that he would not make out well. Please don't confuse covering his loan vs. making money. He is in the business of making money, not a loan officer. I am with Relmore when he mention that this is a done deal. KPMG is good...JPM is good......COH may be alittle less then we think, but good. Our main concern is 1Q, but siriusxm will deal with that in thier own typical way....SLOOOOOOOOOOOOWLY.
In the words of the great Wayne Gretzsky, " I skate to where the puck is going to be, not where it has been". Ok, let me have it.
Thats my next deployment. When I am not goofing off watching SIRI I study Pashtu on AKO (Rosetta Stone)
Thanks for the article John, I'm sure that has played a part in the spike.
I find the dry bulk shippers tend to follow the market as a whole fairly closely, so I'm sure this little rally we are seeing isn't hurting any. Which is why I don't want to see another big drop in the DOW anytime soon, if there is one coming I definitely want to get out before it hits. But I guess if we could predict that, we'd all be much richer than we are...
Guys I'm passing this on per request:
Hi KillerKaul,
Can you ever forgive me for emailing you without an invite!!
I just feel, with the change in the site, I will lose touch.
Siriusbuzz.com and Seeking Alpha have both talked with me about the new documentary I am working on. They are totally supportive. I have been calling it "Stock Shock" because I had nearly lost hope of connecting with you all.
I have also just raised $20,000 dollars to help cover my stock footage, music licenses and other expenses for the movie.
There is so much excitement around this concept. I am even receiving anonymous emails with "tips" and documents.
This thing has a life of it's own, but it needs personalities, and heroes. That's where you guys come in.
I am strangely compelled to make this movie and I believe it will be profitable. I am investing $28,000.00 of my own money. I expect to rent it as a click-and-rent feature online.
If you could get the guys to start a dialogue with me I would really appreciate it--and things are moving so fast. The doc will be finished in 12 weeks (from this Monday). We can even do things "anonymously" or hide your identities from the camera?
Maybe we can work out an exchange so we all benefit.
Thanks,
--
Sandra
Mohr Productions
(ph) 213-446-6334
(fax) 323-521-3409
www.mohr-productions.com
Holy Cow, Relmor! What have you done? Anyway, welcome, the more, the merrier! I don't have time to read all the posts now.
asm..
Your new pic feels a little wrong to me..sorry and no offense :o
edeyoung,
thanks for the mention but i humbly do not deserve to be in the league with the other fine gents mentioned. These guys jam on the info/perspectives, etc that i can hardly keep up with tthe reading. I am more like the kid in the etrade commercial....every once in a while i barf something into the commentary,,,,i might contribute more but i type so freaking slow by the time i finish these guys are 4 pages ahead.LOL
koop
[QUOTE=edeyoung99;16166]I haven't spoken up because I have really enjoyed your comments.
killer...
It's about time..btw..cos1000 just had the spacesuit cleaned..I know the dog was just happy to see him LOL
First thing, a little housekeeping. Go to User CP and change your posts per page to 40...this is what I was asking David Jackson for and he just ignored us. Charles is all over it here.. :cool: