Go Back   Sirius XM Satellite Radio Forums > STOCKS > Sirius XM Stock Talk
Reply
 
Thread Tools Display Modes
Old 09-18-2008, 06:28 PM   #1
Brandon Matthews
Senior Member
 
Brandon Matthews's Avatar
 
Join Date: Aug 2008
Location: Northeast
Posts: 721
SEC complaint form for manipulation of a security price or volume

This is a simple fill in the blank submission form:

http://www.sec.gov/complaint/cf942sec9570.htm

__________________________________________________ _______________


New York Attorney General Cuomo of NY -

Investment fraud complaint form: You will need to download and mail this form:

http://www.oag.state.ny.us/resource_...omplaints.html
Brandon Matthews is offline   Reply With Quote
Old 09-19-2008, 07:03 AM   #2
Brandon Matthews
Senior Member
 
Brandon Matthews's Avatar
 
Join Date: Aug 2008
Location: Northeast
Posts: 721
Thank you!
This response confirms that the Division of Enforcement of the United States Securities and Exchange Commission has received your complaint.
We are always interested in hearing from members of the public, and you may be assured that the matter you have raised is being given careful consideration in view of the Commission's overall enforcement responsibilities under the federal securities laws. It is, however, the Commission's policy to conduct its inquiries on a confidential basis. The Commission conducts its investigations in this manner to preserve the integrity of its investigative process as well as to protect persons against whom unfounded charges may be made or where the Commission determines that enforcement action is not necessary or appropriate. Subject to the provisions of the Freedom of Information Act, the existence or non-existence of an investigation as well as information which may be gathered thereunder is not disclosed unless made a matter of public record in proceedings brought before the Commission or in the courts.

Should you have any additional information or questions pertaining to this matter, please feel free to communicate directly with the undersigned at 100 F Street, N.E., Washington, D.C. 20549 or via e-mail at enforcement@sec.gov. We appreciate your interest in the work of the Commission and its Division of Enforcement.

Very truly yours,

S/
John Reed Stark
Chief, Office of Internet Enforcement
Brandon Matthews is offline   Reply With Quote
Old 09-19-2008, 10:21 AM   #3
SiriusXMInvestor
Senior Member
 
SiriusXMInvestor's Avatar
 
Join Date: Aug 2008
Posts: 227
Use this complaint form to the New York AG.

http://www.oag.state.ny.us/resource_..._complaint.pdf
SiriusXMInvestor is offline   Reply With Quote
Reply

Thread Tools
Display Modes

Posting Rules
You may not post new threads
You may not post replies
You may not post attachments
You may not edit your posts

BB code is On
Smilies are On
[IMG] code is On
HTML code is Off

Forum Jump


All times are GMT -4. The time now is 10:59 AM.