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Thread: SEC complaint form for manipulation of a security price or volume

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  1. #1
    Brandon Matthews is offline
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    SEC complaint form for manipulation of a security price or volume

    This is a simple fill in the blank submission form:

    http://www.sec.gov/complaint/cf942sec9570.htm

    __________________________________________________ _______________


    New York Attorney General Cuomo of NY -

    Investment fraud complaint form: You will need to download and mail this form:

    http://www.oag.state.ny.us/resource_...omplaints.html

  2. #2
    Brandon Matthews is offline
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    Thank you!
    This response confirms that the Division of Enforcement of the United States Securities and Exchange Commission has received your complaint.
    We are always interested in hearing from members of the public, and you may be assured that the matter you have raised is being given careful consideration in view of the Commission's overall enforcement responsibilities under the federal securities laws. It is, however, the Commission's policy to conduct its inquiries on a confidential basis. The Commission conducts its investigations in this manner to preserve the integrity of its investigative process as well as to protect persons against whom unfounded charges may be made or where the Commission determines that enforcement action is not necessary or appropriate. Subject to the provisions of the Freedom of Information Act, the existence or non-existence of an investigation as well as information which may be gathered thereunder is not disclosed unless made a matter of public record in proceedings brought before the Commission or in the courts.

    Should you have any additional information or questions pertaining to this matter, please feel free to communicate directly with the undersigned at 100 F Street, N.E., Washington, D.C. 20549 or via e-mail at enforcement@sec.gov. We appreciate your interest in the work of the Commission and its Division of Enforcement.

    Very truly yours,

    S/
    John Reed Stark
    Chief, Office of Internet Enforcement

  3. #3
    SiriusXMInvestor is offline
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    Joined: Aug 2008 Posts: 227
    Use this complaint form to the New York AG.

    http://www.oag.state.ny.us/resource_..._complaint.pdf

  4. Ad Fairy Senior Member

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