Just to let everyone know Got verification that some of the folks I emailed my complaint to have opened them.
Dear Sir or Madam:
Thank you for your recent e-mail to the group electronic mailbox of the Division of Enforcement at the United States Securities and Exchange Commission in Washington, D.C. We appreciate your taking the time to write to us. This automated response confirms that the Division of Enforcement has received your e-mail. You can rest assured that an attorney in the Office of Internet Enforcement will review your e-mail promptly.
We are always interested in hearing from members of the public, and you may be assured that the matter you have raised is being given careful consideration in view of the Commission's overall enforcement responsibilities under the federal securities laws. It is, however, the Commission's policy to conduct its inquiries on a non-public basis -- so this may be the only response that you receive. The Commission conducts its investigations on a non-public basis to preserve the integrity of its investigative process as well as to protect persons against whom unfounded charges may be made or against whom the Commission determines that enforcement action is not necessary or appropriate. Subject to the provisions of the Freedom of Information Act, we cannot disclose to you any information which we may gather and we cannot confirm to you the existence or non-existence of an investigation, unless made a matter of public record in proceedings brought before the Commission or in the courts.
If you are unsure where you should direct your inquiry or you want to learn more about how the SEC handles inquiries and complaints, please visit the SEC Complaint Center at HYPERLINK "http://www.sec.gov/complaint.shtml".
Should you have any additional information or questions pertaining to this matter, please feel free to communicate directly with us at HYPERLINK "mailto:enforcement@sec.gov".
We appreciate your interest in the work of the Commission and its Division of Enforcement.
Very truly yours,
S/
John Reed Stark
Chief, Office of Internet Enforcement
United States Securities & Exchange Commission
Your message
To:
CHAIRMANOFFICE@sec.gov
Cc:
enforcement@sec.gov;
help@sec.gov; HelpDesk; Hightower,
Jeanine; *Precise
Sent: Thu, 19 Mar 2009 22:03:03 -0400
was read on Fri, 20 Mar 2009 08:28:48 -0400
Final-Recipient: RFC822;
BAdhikari@ise.com
Thank you for your e-mail to the Chairman's Office of the U.S. Securities and Exchange Commission. Your comments and concerns are very important to us. Unfortunately, because of the large volume of e-mail received, the Chairman can not personally respond to each message. We do read and carefully consider the opinions expressed in all of the e-mails that we receive.
If you are an investor with a complaint about a securities professional, firm or a public company, please visit our Complaint Center,
at
http://www.sec.gov/complaint.shtml, to file a complaint. If you have a securities-related question, please visit our website at
http://www.sec.gov/answers.shtml to find fast answers to your questions and solutions to common investment problems. If you are a securities professional needing assistance on technical matters, please check our "information for" pages on the top right of our website,
www.sec.gov.
We deeply appreciate your taking the time to communicate your
thoughts and concerns to the Securities and Exchange Commission.
Sincerely,
Kristin J. Kaepplein
Director
Office of Investor Education and Advocacy
U.S. Securities and Exchange Commission
I am encouraged by the first response. Also by the fact that ISEG now knows I sent the email to all concerned parties and not just them! None of them can say they had no idea...I now have a paper trail as do many other folks here.....stay relentless and to quote killer "NO FEAR"
CHAIRMANOFFICE@sec.gov
enforcement@sec.gov,
help@sec.gov,
helpdesk@ise.com,
jhightower@ise.com,
precise@ise.com